Why 3D?

Since starting 3D in 2006, it’s been our goal to meet financial advisors, and the investors you serve, where you are. Then as now, our grounding in academics and analytics is the guidepost of our portfolio construction and strategic partnerships. Financial science aside, we also understand the practical challenges of building a thriving independent advisory practice. Developing a responsive, streamlined TAMP platform was the natural result. A boutique firm, we sidestep the operational issues found at the larger institutions – without sacrificing breadth of investment styles. Indeed, our smaller scale means we can provide you with meticulous, flexible, personally responsive service. Underlying all of this is a personal commitment to integrity and full transparency – in our portfolios, our process, our fees, and our relationships.

As Chief Investment Officer for 3D, much of my work is with the investment committee, refining and enhancing the investment architecture underlying the ETF managed portfolios in our wealth management and retirement programs. I also help advisors and clients understand current market developments that drive risks and returns.
I’m a Chartered Financial Analyst, with two decades of work in global investment management and institutional consulting. Before joining 3D’s executive team, I served as a portfolio manager on the developed markets equity team at Batterymarch Financial Management, and as a senior executive within the Funds Management Division at Wilshire Associates.

Benjamin Lavine

CIO

blavine@3dadvisor.com

John co-founded 3D Asset Management in 2006 specifically to provide advisors, RIAs and independent BDs with cost-effective investment solutions and value-added practice management programs. He began his career in early 1982 with the independent firm, North American Investment Corp, filling roles in the back-office, marketing, product management and as an on-the-road wholesaler. John’s entire career has been focused on providing brokers and advisors with innovative products and top quality support in the RIA and independent and insurance-affiliated BD channels.

John O’Connor

Co-Founder and President

joconnor@3dadvisor.com

As the Chief Compliance Officer, I oversee the firm’s compliance and risk management functions. I’ve worked for over 30 years in the financial services industry, including 15 years as a compliance executive.
Before joining 3D, I was Chief Compliance Officer for Boston-area firms Highmount Capital, Capital Formation Group, and Family Capital Trust, where I also held various executive, operations, and risk management positions. I’m a member of The National Society of Compliance Professionals and The Fiduciary and Investment Risk Management Association. I also hold the Certified Fiduciary Investment Risk Specialist (CFIRS) designation, and have passed the FINRA Series 7, 63 and 66 Exams.

Andrew Lucich

CCO

alucich@3dadvisor.com

As head of Business Development for 3D, Matt works directly with Financial Advisors and partners to provide practice management solutions and help drive growth. He joined 3D in 2015 after previously working as a financial Analyst at Alstom Power (now General Electric). Matt graduated from Wagner College in New York and was captain of their Division I Men’s Lacrosse team.

Matt Shute

Regional Business Consultant

mshute@3dadvisor.com

Lauren Madara

Director of Operations

lmadara@3dadvisor.com

As Director of Corporate Services, Vanessa is responsible for the firm’s marketing efforts, vendor management and for developing relationships with the firm’s key accounts.

Vanessa has 10+ years of compliance experience in the financial services industry at the Boston-area firms, BNY Mellon and State Street.

Vanessa graduated from Bryant University with a Bachelor of Arts in Communication and a minor in Marketing.

Vanessa Klug

Director of Corporate Services

vklug@3dadvisor.com

Sharon Handville

Senior Operations Analyst

shandville@3dadvisor.com

Susan Gallagher

Operations Analyst

sgallagher@3dadvisor.com

Tara Scott

Operations Analyst

tscott@3dadvisor.com

Tom O’Connor joined 3D Asset Management in 2009 with more than five years of experience in information technology. As Chief Technology Officer, Tom is responsible for the selection and implementation of the firm’s technology, data management, reporting and key partner interfaces; in addition to serving on the Investment Committee.

Tom O’Connor

CTO

toconnor@3dadvisor.com

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